Robert K. Merton
Robert K. Merton | |
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Born | Meyer Robert Schkolnick July 4, 1910 Philadelphia, Pennsylvania, U.S. |
Died | February 23, 2003 New York City, U.S. | (aged 92)
Alma mater | |
Known for |
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Children |
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Awards |
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Scientific career | |
Fields | Sociology |
Doctoral advisor | Pitirim Sorokin |
Other academic advisors | Talcott Parsons, Lawrence Joseph Henderson, George Sarton |
Doctoral students |
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Other notable students |
Robert King Merton (born Meyer Robert Schkolnick; July 4, 1910 – February 25, 2003) was an American sociologist who is considered a founding father of modern sociology, and a major contributor to the subfield of criminology. He served as the 47th president of the American Sociological Association.[1] He spent most of his career teaching at Columbia University, where he attained the rank of University Professor. In 1994 he was awarded the National Medal of Science for his contributions to the field and for having founded the sociology of science.[2][i]
Merton's contribution to sociology falls into three areas: (1) sociology of science; (2) sociology of crime and deviance; (3) sociological theory. He developed notable concepts, such as "
Merton's concept of the "role model" first appeared in a study on the socialization of medical students at Columbia University. The term grew from his theory of the reference group, the group to which individuals compare themselves but to which they do not necessarily belong.
Biography
Early life
Robert King Merton was born on July 4, 1910, in
Even though Merton grew up fairly poor, he believed that he had been afforded many opportunities.[11] As a student at South Philadelphia High School, he was a frequent visitor to nearby cultural and educational venues, including the Andrew Carnegie Library, the Academy of Music, the Central Library, and the Museum of Arts. In 1994, Merton stated that growing up in South Philadelphia provided young people with "every sort of capital—social capital, cultural capital, human capital, and, above all, what we may call public capital—that is, with every sort of capital except the personally financial."[12]
He adopted the name Robert K. Merton initially as a stage name for his magic performances.[9] Young Merton developed a strong interest in magic, heavily influenced by his sister's boyfriend. For his magic acts he initially chose the stage name "Merlin", but eventually settled on the surname "Merton" to further "Americanize" his immigrant-family name. He picked the given name "Robert" in honor of the 19th-century French magician Jean-Eugène Robert-Houdin, widely considered the father of modern-style conjuring. Thus his stage name became "Robert Merton", and he kept it as his personal name upon receiving a scholarship to Temple University.[11]
Education
Merton began his sociological career under the guidance of George E. Simpson at Philadelphia's
Many had doubted that Merton would be accepted into Harvard after graduating from Temple, but he quickly defied the odds and by his second year he had begun publishing with Sorokin. By 1934, he had even begun publishing articles of his own, including: "Recent French Sociology", "The Course of Arabian Intellectual Development, 700–1300 A.D.", "Fluctuations in the Rate of Industrial Invention", and "Science and Military Technique".[10] After completing these, Merton went on to graduate from Harvard in 1936 with an MA and PhD in sociology.[14]
By the end of his student career in 1938, he had already begun to embark on works that made him renowned in the sociological field, publishing his first major study, Science, Technology, and Society in Seventeenth-Century England, which helped create the
Personal life
In 1934 Merton married Suzanne Carhart, with whom he had one son,
In 1993 Merton married his fellow sociologist and collaborator, Harriet Zuckerman. Having had failing health over the years and battling six forms of cancer, Merton died on February 23 of 2003 at the age of 92 in Manhattan. Merton is survived by his wife, three children, nine grandchildren, and nine great- grandchildren.[16]
Career
Teaching career
Merton taught at Harvard until 1938, when he became professor and chairman of the Department of Sociology at Tulane University. In 1941, he joined the Columbia University faculty, where he spent the vast majority of his teaching career. Over his five decades at Columbia University he held numerous prestigious titles. He was associate director of the university's Bureau of Applied Social Research from 1942 to 1971, and named Giddings Professor of Sociology in 1963. He was also named to the university's highest academic rank, University Professor, in 1974 and became a Special Service Professor, a title reserved by the trustees for emeritus faculty who "render special services to the University", upon his retirement in 1979. He was an adjunct faculty member at Rockefeller University, and was also the first Foundation Scholar at the Russell Sage Foundation.[17] He withdrew from teaching in 1984. In recognition of his lasting contributions to scholarship and the university, Columbia established the Robert K. Merton Professorship in the Social Sciences in 1990.[17]
Theory
Upon moving to Columbia in 1941, Merton joined Paul Lazarsfeld, who was introducing quantitative methods into empirical research in sociology. Lazarsfeld and Merton emphasized the importance of “systematic data,” collected in a systematic way through representative sampling. Merton sought to develop a theoretical approach "that would turn the results from this research into sociology."[14]
Middle-range theory
Merton's work is often compared to that of
According to Merton, middle-range theory starts its theorizing with clearly defined aspects of social phenomena, rather than with broad, abstract entities such as society as a whole. Theories of the middle range should be firmly supported by empirical data. These theories must be constructed with observed data to create theoretical problems and to be incorporated in proposals that allow empirical testing.
The identification of middle-range theories or "intermediate provisions", as defined by Rinzivillo (2019), is typical of the specification that passes through functional analysis, developed by Merton in the course of his research on the relationship between theory and empirical research. Unlike the functionalist theorisation proposed by Parsons, Merton proposes a choice that puts in particular evidence the relationship that the researcher should assume in the direction of a pragmatic choice of the instruments and methodology it uses. In this way, the theory can be addressed for heuristic purposes and the empirical research results in the operative aspect of the analysis, where the sociologist is obliged to choose to represent always, not the universe of the variables in play, but a reduction of the field of scientific interest. A strategy, in short, in favor of the survey.[22]
Anomie and Strain
Merton argued that deviance may result as a consequence of a blockage in an individual's life which does not allow them to achieve their goal, essentially leading to deviant behavior. According to Merton’s strain theory, criminality is determined by acceptance or rejection of cultural ideals and/or institutionalized mechanisms of accomplishing those goals. The term “strain” refers to the gap between culturally determined goals and the institutionalized tools available to fulfill these goals. Merton uses the progress of achieving the 'American Dream' as an example. If an individual can not achieve the culturally dominant goal (of success), it can prove frustrating for the individual and may lead to breaking free into illegal escape routes or delinquency. The theory has been criticized for not or insufficiently factoring in an individual's social class as someone as a lower socio-economic level might not be striving to achieve the 'American Dream', meaning they do not need to carry out illegal acts. For this reason and others, later adherents of so-called strain theory have developed revisions.[23]
Clarifying functional analysis
Merton argues that the central orientation of
His belief in empirical testing led to the development of his "paradigm" of functional analysis.[24] According to Merton, paradigm refers to:[7]
exemplars of codified basic and often tacit assumptions, problem sets, key concepts, logic of procedure, and selectively accumulated knowledge that guide [theoretical and empirical] inquiry in all scientific fields.
Dysfunctions
In Merton's writing on dysfunctions, he highlights problems that tend to keep social systems from meeting all of their functional requirements. In doing this, he was able to point out the details as well as the contradictions of the overall concept. One group's function could serve as another group's dysfunction, and a general incident could turn out to be both functional and dysfunctional for the same group. Merton clarified the concept by stating that a certain degree of social cohesion eases the productivity of a group and is therefore functional, but it can become dysfunctional when it surpasses a certain threshold, because then the members of the group may become equally indulgent and fail to hold each other to high performance standards.[7]
Merton elaborates on his three main issues or flaws with functionalism, which he labels postulates:
- the postulate of the functional unity of society;
- the postulate of universal functionalism; and
- the postulate of indispensability.
The postulate of the functional unity of society refers to the misunderstanding that societies are functional and harmonious unions. According to Merton's perception of functionalism, all standardized social and cultural beliefs and practices are functional for both society as a whole as well as individuals in society. This outlook maintains that various parts of social systems must show a high level of integration, but Merton argues that a generalization like this cannot be extended to larger, more complex societies. Merton points out that not all societies are happy and well-integrated, where the people function well together and all involved prosper. Merton cites examples, such as civil wars, African-Americans in the 1950s, and South African blacks during the apartheid regime as instances where societies were not necessarily functional for all people.
The postulate of universal functionalism refers to the idea that all ideals work for everyone in a society. The claim of universal functionalism argues that all standardized social and cultural structures and forms have a positive function. Merton argues that this is a contradiction to what is seen in the real world; not every structure, idea, belief, etc., has positive functions. Merton believes that some things may have consequences that are generally dysfunctional or which are dysfunctional for some and functional for others. For example, poverty may benefit the rich because they are allowed to maintain more of their wealth, but it certainly does not benefit the poor who struggle. On this point he approaches
Lastly, the postulate of indispensability refers to the social function for customs, ideals, or institutions as a whole. This postulate states that the standardized parts of society have positive functions, and also represent indispensable parts of the working whole, which implies that structures and functions are functionally necessary for society. Here, Merton argues, people must be willing to admit that there exist various structural and functional alternatives within society.[24] In terms of structural functionalism, Merton felt that the focus should be on social functions rather than on individual motives.[24] He raises the question and doubt of whether every social institution performs a specific function, believing that several institutions can provide the same function or none at all, so it is impossible to decipher what functions are vital or not to a society.[19]
Net balance
To help people determine whether positive functions outweigh dysfunctions, and vice versa, Merton developed the concept of net balance. Because the issues are complex and based on a lot of subjective judgement, they cannot be calculated and weighed easily. Therefore, positive functions and dysfunctions cannot be simply added up and objectively determine which outweighs the other. To deal with these issues, Merton believed that there must be levels of functional analysis. Rather than solely focusing on the analysis of society as a whole, Merton argued that analysis could and should also be done on an organization, institution or group.[24]
Unanticipated consequences and manifest vs latent functions
Some of the crucial innovations that Merton made to sociology include the description of the unanticipated consequences of social action, of latent functions vs. manifest functions, and, as previously mentioned, of dysfunctions.[7]
According to Merton, unanticipated consequences are actions that have both intended and unintended consequences. Everyone is aware of the intended consequences, but the unintended are more difficult to recognize, and therefore, sociological analysis is required to uncover what they may be.[24] In his 1936 essay, "The Unanticipated Consequences of Purposive Social Action", Merton uncovered the wide field of human activity where things do not go as planned, and paradoxes and strange outcomes are seen. One of these outcomes is the "self-defeating prophecy", which through the very fact of its being publicized, is actually wrong. Merton was able to illustrate this by referencing Karl Marx's prediction that as societies become more modern, the wealth will be concentrated amongst fewer people, and the majority of society would suffer from poverty and misery. This prediction helped to stimulate the socialist movement, which in some countries slowed the development that Marx had predicted.[7] Struggles for economic equality tend to spread economic benefit rather than concentrating it. The opposite of the "self-defeating prophecy" then, is the "self-fulfilling prophecy", when an originally unfounded prophecy turns out to be correct because it is believed and acted upon.[7]
The distinction implied between manifest and latent functions was devised to preclude the unintentional confusion between conscious motivations for our social behavior and its objective consequences.
According to Merton, there are also two other types of unanticipated consequences:[24]
- "Those that are dysfunctional for a designated system," which comprise the latent dysfunctions; and
- "Those which are irrelevant to the system which they affect neither functionally or dysfunctionally…non-functional consequences."
Merton sees attention to latent functions as increasing the understanding of society: the distinction between manifest and latent forces the sociologist to go beyond the reasons individuals give for their actions or for the existence of customs and institutions; it makes them look for other social consequences that allow these practices' survival and illuminate the way society works.
Functional alternatives
Theory of deviance
Merton's theory on deviance stems from his 1938 analysis of the relationship between culture, structure and anomie. Merton argued that deviance is most likely to occur when there is a discrepancy between culturally prescribed goals and the legitimate means of obtaining them.[18] Merton defines culture as an "organized set of normative values governing behavior which is common to members of a designated society or group". Social structures are the "organized set of social relationships in which members of the society or group are variously implicated."[20] Anomie, the state of normlessness, arises when there is "an acute disjunction between the cultural norms and goals and the socially structured capacities of members of the group to act in accord with them."[20] In his theory, Merton links anomie with deviance and argues that the discontinuity between culture and structure have the dysfunctional consequence of leading to deviance within society.[24] The goal of material success was accepted, but the legitimate means were abandoned in preference for illegitimate ones. So, theft might replace hard work as the means for achieving goals.[18] Merton argued deviance results not from pathological personalities but from the culture and structure of society itself. Value consensus is when all members of society share the same values; however, since members of society are placed in different positions in the social structure, they do not have the same opportunity of realizing the shared values. This can create deviance.
The term
In 1938, Merton's “Social Structure and Anomie,” one of the most important works of structural theory in American sociology, Merton's basic assumption was that the individual is not just in a structured system of action but that his or her actions may be forced by the demands of the system. Merton argued that when the economic system fails to provide legitimate means to earn an income, and status, the cultural logic of the social system may force the individual to act in ways that are culturally logical, even if illegal.[18]
Attitude to Goals | Attitude to Means | Modes of Adaptation |
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accept | accept | Conformity |
accept | reject | Innovation |
reject | accept | Ritualism |
reject | reject | Retreatism |
reject/accept | reject/accept | Rebellion |
In this rubric, conformity refers to the attaining of societal goals by socially accepted means, while innovation refers to the attaining of those goals in unaccepted ways (such as crime and deviance). Innovators find and create their own ways to obtain what they want, and a majority of the time, these new means are considered to be socially unaccepted and deviant. Merton considers ritualism the acceptance of the means but the forfeit of the goals. Ritualists continue to subscribe to the means, but they have rejected the overall goal; they are not viewed as deviant. Retreatism is the rejection of both the means and the goals. Retreaters want to find a way to escape from everything and therefore reject both the goals and the means and are seen as deviant. Rebellion differs from the other four approaches in a number of ways. Temporally, rebellion is a short-term response (unlike the other four). Like retreaters, rebels reject both existing societal goals and means, but unlike retreaters, rebels work at the macro level to replace those existing societal goals and means with new goals and means embodying other values. Innovation and ritualism are the pure cases of anomie as Merton defined it because in both cases there is a contradiction or discontinuity between goals and means.
Sociology of science and CUDOS
The
Merton carried out extensive research into the sociology of science, developing the
- Communism: the common ownership of scientific discoveries, according to which scientists give up intellectual property in exchange for recognition and esteem.
- Universalism: according to which claims to truth are evaluated in terms of universal or impersonal criteria, and not on the basis of race, class, gender, religion, or nationality;
- Disinterestedness: according to which scientists are rewarded for acting in ways that outwardly appear to be selfless; and
- Organized skepticism: all ideas must be tested and are subject to rigorous, structured community scrutiny.
The "OS" in "CUDOS" is sometimes identified as "Originality" (i.e. novelty in research contributions) and "Skepticism". This is a subsequent modification of Merton's norm set, as he did not refer to Originality in the 1942 essay that introduced the norms, "The Normative Structure of Science".
Merton introduced many concepts to the sociology of science, including: "
Merton and his colleagues spent much time studying "how the social system of science works in accordance with, and often also in contradiction to, the ethos of science."
With his study of the Matthew effect, Merton showed how the social system of science sometimes deviated structurally from the ethos of science, in this case by violating the norm of universalism:[7] a few top scientists enjoying large chunks of awards, grants and jobs, and the spread and distribution of resources and recognition among scientists being highly skewed.[31]
On the Shoulders of Giants
Merton referred to his book On the Shoulders of Giants: A Shandean Postscript as "OTSOG"—"part parody and part history of ideas", according to the publisher. In OTSOG, he traces the history of Newton's famous comment "If I have seen farther, it is by standing on the shoulders of giants"[32] back to centuries earlier, in the rambling style of Laurence Sterne's The Life and Opinions of Tristram Shandy, Gentleman.[33]
Influences
Merton was heavily influenced by
Legacy
Today, Merton is viewed as one of the founding fathers of modern-day sociology. His works are seen as the driving force of many of today's sociologists' studies. Merton's friends and colleagues credit his guidance to the positive direction of modern sociology as well. In particular, Columbia provost Jonathan R. Cole who studied under Merton praised him shortly after his death, saying:[11]
Bob Merton became the leader of structural-functional analysis in sociology, and the leader of those sociologists who attempted to create social theories that could be empirically tested. He was an inspirational teacher and editor, and with his students, such as James S. Coleman and Seymour Martin Lipset, among many others who would become leading figures in the field, he helped to build and legitimate the field of sociology in America. For me, he was a model teacher and mentor, a trusted colleague, and a close friend. His death, in many ways, puts a period at the end of 20th-century sociology.
Through his theory and research during his many decades as a sociologist, Merton essentially created and sustained what is the modern sociology of science.[35]
Accolades
Over his career, Merton published some 50 papers in the sociology of science. Among many other fields and topics to which he contributed his ideas and theories were deviance theory, Organization theory, and middle-range theory.[34]: 829
Merton received many national and international honors for his research. He was one of the first sociologists elected to the
He received a
In 1994 Merton became the first sociologist to be awarded the US National Medal of Science,[17] for "founding the sociology of science and for his pioneering contributions to the study of social life, especially the self-fulfilling prophecy and the unintended consequences of social action."[36]
The Robert K. Merton Award for the best paper in
Publications
- 1938. "Science, Technology and Society in Seventeenth Century England." Osiris 4(2):360–632.[38][39]
- This publication made Merton well known among Merton Thesis". He also supported Hessen's arguments by revealing how military problems influenced the research agendas of the Royal Society.
- This publication made Merton well known among
- 1938. "Social Structure and Anomie." American Sociological Review 3:672–82.[41]
- 1942. "The Normative Structure of Science"[42]
- 1949. Social Theory and Social Structure (revised and expanded in 1957 and 1968)
- 1965. On the Shoulders of Giants: A ShandeanPostscript
- 1973. The Sociology of Science
- 1976. Sociological Ambivalence
- 1979. The Sociology of Science: An Episodic Memoir
- 1985. "George Sarton: Episodic Recollections by an Unruly Apprentice." Isis 76(4):470–86.[43]
- 1996. On Social Structure and Science, edited by Piotr Sztompka
- 2004. The Travels and Adventures of Serendipity: A Study in Sociological Semantics and the Sociology of Science
See also
- Historic recurrence
- Logology (science of science)
- Narcotizing dysfunction
- Role set
- Sociology of scientific knowledge
References
Notes
- logology". The latter term provides convenient grammatical variants not available with the earlier terms, i.e. "logologist", "to logologize", "logological", and "logologically". "Science of Science Cyberinfrastructure Portal." Indiana University. Archived February 19, 2013, at the Wayback Machine;ISBN 978-83-01-03607-2. Kasparek, Christopher. 1994. "Prus' 'Pharaoh': the Creation of a Historical Novel." The Polish Review 39(1):45–6. note 3.ISBN 978-83-86062-09-6, [English-language] summary, pp. 741–743).
Citations
- ^ "Robert K. Merton". American Sociological Association. June 8, 2009. Retrieved October 19, 2021.
- ISBN 978-0-231-52184-0.
- S2CID 8005707.
- ISBN 978-0-19-921536-2.
- ISBN 978-0-521-59687-9. Retrieved March 12, 2018.
- JSTOR 4609267
- ^ ISBN 978-1-4223-7290-6. Archived from the originalon February 14, 2017.
- ^ a b Kaufman, Michael T. (February 24, 2003). "Robert K. Merton, Versatile Sociologist and Father of the Focus Group, Dies at 92". The New York Times.
- ^ ISBN 978-0-252-07705-0.
- ^ a b "Robert King Merton". American Sociological Association. Retrieved March 27, 2023.
- ^ a b c d e Calhoun, Craig (2003). "Robert K. Merton Remembered". Footnotes. American Sociological Association. Retrieved January 17, 2019.
- ^ Merton, Robert K. 1996 [1994]. "A Life of Learning." Pp. 339–59 in On Social Structure and Science, edited by Piotr Sztompka. Chicago: University of Chicago Press. p. 346.
- ^ ISBN 978-1-4051-0595-8.
- ^ S2CID 255506104. Retrieved March 27, 2023.
- Coser, Lewis (ed.). The Idea of Social Structure: Papers in Honor of Robert K. Merton. New York: Harcourt Brace Jovanovich. pp. 139–174.
- ^ a b "Renowned Columbia Sociologist and National Medal of Science Winner Robert K. Merton Dies at 92." Columbia News.
- ^ ISSN 0747-4504.
- ^ ISBN 9780203437513.
- ^ a b Mann, Doug. 2008. Understanding Society: A Survey of Modern Social Theory. Don Mills, ON: Oxford University Press.
- ^ ISBN 978-0-02-921130-4.
- S2CID 209169491.
- ISBN 978-88-6008-571-9. p. 237–38.
- JSTOR 2578977.
- ^ ISBN 978-0-07-352818-2.
- ISBN 978-1-5297-2573-5.
- OCLC 780807465.
- ISBN 9781351291361, retrieved October 19, 2021
- JSTOR 2084686.
- ISBN 978-0-19-542348-8. p. 117.
- ^ http://garfield.library.upenn.edu/merton/matthewii.pdf [bare URL PDF]
- S2CID 143604816.
- ^ Leyburn, James G. 1966. "On the Shoulders of Giants: A Shandean Postscript by Robert K. Merton." Social Forces:603–04.
- ^ "Book Reviews: 'On the Shoulders of Giants: A Shandean Postscript. By Robert K. Merton'." Sociology and Social Research 50 (1965):509–10.
- ^ a b c d Cole, Stephen. 2004. "Merton's Contribution to the Sociology of Science." Social Studies of Science.
- ISSN 0360-0572. Retrieved March 27, 2023.
- ^ Gore, Al. December 19, 1994. "speech to Robert K. Merton." US National Medal of Science. Washington, DC: Andrew W. Mellon Auditorium.
- ^ "About the Robert K. Merton Award". International Network of Analytical Sociology. Retrieved December 26, 2019.
- doi:10.1086/368484.
- ISBN 978-0-86527-434-1.
- ^ Merton, Robert K. 1939. "Science and the Economy of Seventeenth Century England." Science & Society 3:3–27.
- ^ Merton, Robert K. 1938. "Social Structure and Anomie." American Sociological Review 3:672–82.
- ISBN 978-0-226-52092-6. Version available to read via Panarchy.org.
- JSTOR 233022.
Further reading
- Deflem, Mathieu. 2018. "Anomie, Strain, and Opportunity Structure: Robert K. Merton's Paradigm of Deviant Behavior." Pp. 140–55 in The Handbook of the History and Philosophy of Criminology, edited by R. A. Triplett. Malden, MA: Wiley-Blackwell.
- — 2018. "Merton, Robert K." The Wiley Blackwell Encyclopedia of Social Theory, edited by B. S. Turner. Malden, MA: Wiley-Blackwell.
- "Strain Theory". March 5, 2024.
- Poros, Maritsa V., and Elizabeth Needham. 2004. "Writings of Robert K. Merton." Social Studies of Science 34(6):863–78. JSTOR 4144349
- Sztompka, P. (1998). Robert K. Merton: Recipient of the 1997 Cooley-Mead Award. Social Psychology Quarterly, 61(2), 97–100.
- Hymes, D., & Merton, R. K. (1980). The Award of the Talcott Parsons Prize. Bulletin of the American Academy of Arts and Sciences, 33(6), 5–8
External links
- Robert. K. Merton publications indexed by Google Scholar.
- Robert K. Merton Selected Publications — posted by E. Garfield, University of Pennsylvania.
- Robert K. Merton papers, 1928–2003, bulk 1943–2001 — Rare Book & Manuscript Library. Columbia University Archival Collections.
- Robert K. Merton (1910–2003) — by F. W. Elwell, Rogers State University.